Herbert Filmer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Woburn Asset Management Limited (no longer approved here)
FRN 805772
- CF30 Customer (9 Jan 2019 to 30 Sep 2019)
- CF1 Director (6 Dec 2018 to 30 Sep 2019)
- CF11 Money Laundering Reporting (6 Dec 2018 to 25 Jul 2019)
First Equity Limited (no longer approved here)
FRN 124394
- CF30 Customer (14 May 2010 to 3 May 2011)
Sova Capital Limited (no longer approved here)
FRN 225539
- CF1 Director (AR) (24 Jan 2008 to 26 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.