Woburn Asset Management Limited

Date authorised
6 December 2018
Companies House
11231740
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Charterhouse Street
    London
    EC1M 6AW
    UNITED KINGDOM
    Phone
    +442033710170
    Web
    https://www.woburnam.com

  • Complaints Contact

    111 Charterhouse Street
    London
    EC1M 6AW
    UNITED KINGDOM
    Phone
    +442033710170

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Herbert Filmer

    IRN HXF01023

    • CF30 Customer (9 Jan 2019 to 30 Sep 2019)
    • CF11 Money Laundering Reporting (6 Dec 2018 to 25 Jul 2019)
    • CF1 Director (6 Dec 2018 to 30 Sep 2019)
  • John David Edmondson

    IRN JDE01049

    • [FCA CF] Client dealing (since 26 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
    • CF1 Director (6 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2018 to 8 Dec 2019)
    • CF3 Chief Executive (6 Dec 2018 to 8 Dec 2019)
  • Shubona Ally Edmondson

    IRN SXE00269

    • [FCA CF] Client dealing (since 1 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.