Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF30 Customer (3 Feb 2011 to 4 Jan 2012)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (12 Mar 2010 to 1 Apr 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Oct 2008)
    • CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.