SL Investment Management Limited

Date authorised
1 April 2013
Companies House
02485382
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999
    Web
    https://www.slinvest.co.uk

  • Complaints Contact

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael George Mary Semple

    IRN MGS00004

    • CF2 Non Executive Director (1 Dec 2001 to 24 Oct 2017)
  • Nicholas Joseph Prouvost

    IRN NJP01166

    • CF30 Customer (1 May 2013 to 25 Jul 2014)
  • Patrick Paul McAdams

    IRN PPM01013

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Nov 2021)
    • CF10 Compliance Oversight (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (22 Jan 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)
    • CF27 Investment Management (15 Jun 2004 to 31 Oct 2007)
  • Paul Haig

    IRN PXH02136

    • [FCA CF] Client dealing (since 3 Jan 2025)
  • Peter Anthony Hindle-Marsh

    IRN PAH01123

    • CF1 Director (18 Feb 2009 to 31 Jul 2009)
    • CF28 Systems and controls (18 Feb 2009 to 31 Jul 2009)
    • Responsible for Insurance Mediation (18 Feb 2009 to 31 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Feb 2007 to 31 Oct 2007)
  • Peter Cedric Clode

    IRN PCC00006

    • CF2 Non Executive Director (21 Aug 2009 to 30 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 21 Aug 2009)
    • CF3 Chief Executive (19 Apr 2005 to 21 Aug 2009)
    • CF8 Apportionment and Oversight (19 Apr 2005 to 1 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 21 Aug 2009)
  • Philip John Mortlock

    IRN PJM01459

    • CF2 Non Executive Director (1 Jul 2010 to 1 May 2014)
  • Rebecca Louise Marie Hackett

    IRN RLH01042

    • CF27 Investment Management (14 Jun 2004 to 25 Jun 2004)
  • Robert Lee

    IRN RXL01494

    • CF2 Non Executive Director (7 Jun 2011 to 28 Sep 2017)
  • Robert Mark Ireland

    IRN RMI01008

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Sep 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (21 Apr 2016 to 8 Dec 2019)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (15 Jun 2004 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.