Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • CF28 Systems and controls (18 Feb 2009 to 31 Jul 2009)
    • CF1 Director (18 Feb 2009 to 31 Jul 2009)
    • Responsible for Insurance Mediation (18 Feb 2009 to 31 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF27 Investment Management (16 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF27 Investment Management (1 Dec 2001 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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