SL Investment Management Limited

Date authorised
1 April 2013
Companies House
02485382
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999
    Web
    https://www.slinvest.co.uk

  • Complaints Contact

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam James Alexander Hollins

    IRN AJH01611

    • CF30 Customer (27 Feb 2013 to 14 Jun 2013)
  • Alan Gough

    IRN AXG01101

    • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2025)
  • Alec Taylor

    IRN AXT01584

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2024)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (27 Nov 2009 to 8 Dec 2019)
  • Andrew Lawrence Peach

    IRN AXP01742

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
  • Andrew Smith

    IRN AXS02516

    • CF29 Significant management (19 Feb 2010 to 12 Jun 2013)
    • CF28 Systems and controls (18 Dec 2009 to 19 Feb 2010)
    • CF11 Money Laundering Reporting (11 Jun 2008 to 5 Feb 2010)
    • CF10 Compliance Oversight (11 Jun 2008 to 5 Feb 2010)
  • Cuthbert Paul Sands

    IRN CPS00002

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Nov 2013 to 8 Dec 2019)
    • CF3 Chief Executive (30 Jun 2011 to 20 Nov 2013)
    • CF30 Customer (1 Nov 2007 to 20 Nov 2013)
    • CF10 Compliance Oversight (12 Aug 2002 to 17 Mar 2006)
    • CF11 Money Laundering Reporting (12 Aug 2002 to 17 Mar 2006)
    • CF1 Director (1 Dec 2001 to 20 Nov 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 5 Dec 2006)
  • Daniel John Johnston

    IRN DJJ01067

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2009 to 8 Dec 2019)
  • David Andrew Owen

    IRN DAO01009

    • CF27 Investment Management (19 Nov 2004 to 7 Jan 2005)
  • David Roxburgh

    IRN DXR01633

    • SMF3 Executive Director (9 Dec 2019 to 28 Jul 2021)
    • CF30 Customer (27 May 2014 to 8 Dec 2019)
    • CF3 Chief Executive (15 Nov 2013 to 14 Mar 2016)
    • CF1 Director (16 Nov 2012 to 8 Dec 2019)
    • CF2 Non Executive Director (22 Feb 2011 to 16 Nov 2012)
  • Dirk Strontschak

    IRN DXS01876

    • CF30 Customer (1 Nov 2007 to 1 Jun 2017)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (20 Feb 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.