SL Investment Management Limited

Date authorised
1 April 2013
Companies House
02485382
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999
    Web
    https://www.slinvest.co.uk

  • Complaints Contact

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ernest Hayes

    IRN EXH01060

    • CF27 Investment Management (2 Aug 2004 to 15 Sep 2006)
    • CF1 Director (2 Aug 2004 to 22 Aug 2005)
    • CF21 Investment Adviser (25 Mar 2002 to 15 Sep 2006)
  • Frank Kearns Creighton

    IRN FKC01004

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF17 Significant Mgt (Other Business Operations) (7 Mar 2007 to 31 Oct 2007)
  • Frederick Harold Bell

    IRN FXB00056

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gareth David Groome

    IRN GDG01026

    • CF10 Compliance Oversight (23 Feb 2010 to 25 Mar 2013)
    • CF11 Money Laundering Reporting (23 Feb 2010 to 25 Mar 2013)
    • CF28 Systems and controls (1 Nov 2007 to 25 Mar 2013)
    • CF1 Director (25 Jun 2002 to 25 Mar 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 5 Dec 2006)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Gareth Lyttle

    IRN GXL01336

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF22 Investment Adviser (Trainee) (3 Sep 2007 to 31 Oct 2007)
  • Gary McParland

    IRN GXM00242

    • SMF16 Compliance Oversight (since 2 Nov 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Ian Mark Cotgias

    IRN IMC00006

    • CF30 Customer (9 Dec 2009 to 27 Jan 2012)
  • Ioan David Roberts

    IRN IDR01021

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
    • CF27 Investment Management (20 Sep 2004 to 31 Oct 2007)
  • James Edward Ray

    IRN JER01103

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF27 Investment Management (12 Feb 2007 to 31 Oct 2007)
  • Janet Joshua

    IRN JXJ01382

    • CF10 Compliance Oversight (2 Jan 2014 to 9 Mar 2016)
    • CF11 Money Laundering Reporting (10 Jun 2013 to 9 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.