SL Investment Management Limited

Date authorised
1 April 2013
Companies House
02485382
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999
    Web
    https://www.slinvest.co.uk

  • Complaints Contact

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jeremy Macduff Brettell

    IRN JMB01351

    • CF3 Chief Executive (1 Dec 2009 to 11 May 2011)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 28 May 2008)
    • CF10 Compliance Oversight (1 Mar 2007 to 28 May 2008)
    • CF8 Apportionment and Oversight (23 Oct 2006 to 31 Mar 2009)
    • CF1 Director (23 Oct 2006 to 11 May 2011)
  • John Anthony Murphy

    IRN JXM00887

    • Director of firm who is not a certification employee or a SMF manager (30 Sep 2021 to 9 Oct 2025)
  • John Edward Cooper

    IRN JEC01199

    • CF10 Compliance Oversight (20 Mar 2006 to 21 Feb 2007)
    • CF11 Money Laundering Reporting (20 Mar 2006 to 21 Feb 2007)
  • Kieran Thomas O'Gorman

    IRN KTO01004

    • CF30 Customer (1 Nov 2007 to 10 Jul 2012)
    • CF27 Investment Management (30 Mar 2005 to 31 Oct 2007)
  • Laughton Lashford

    IRN LXL01211

    • CF29 Significant management (17 Dec 2009 to 31 Mar 2011)
    • CF28 Systems and controls (11 Jun 2008 to 17 Dec 2009)
  • Louise Frances Witts Jones

    IRN LFW01010

    • CF30 Customer (10 Feb 2012 to 19 May 2015)
  • Luke William Tribe

    IRN LWT01005

    • CF30 Customer (27 Apr 2009 to 26 Nov 2010)
  • Mark Brooks

    IRN MXB02483

    • CF30 Customer (30 Dec 2008 to 21 Jul 2011)
  • Martin Thomas Buck

    IRN MTB01052

    • CF29 Significant management (26 Jun 2009 to 24 Sep 2009)
    • CF30 Customer (26 Jun 2009 to 24 Sep 2009)
  • Matthew Joseph McQuaid

    IRN MXM00431

    • [FCA CF] Client dealing (since 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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