Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (27 Nov 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Feb 2013 to 27 Nov 2019)
    • CF30 Customer (30 Jul 2012 to 8 Dec 2019)
  • Enterprise Investment Partners LLP (no longer approved here)

    FRN 604439

    • CF1 Director (AR) (5 Jul 2017 to 30 Nov 2020)
    • CF30 Customer (5 Jul 2017 to 30 Nov 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (21 Nov 2013 to 25 Jun 2017)
    • CF1 Director (AR) (21 Nov 2013 to 25 Jun 2017)
  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • CF30 Customer (1 Nov 2007 to 10 Jul 2012)
    • CF27 Investment Management (30 Mar 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.