Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Valu-Trac Investment Management Limited
FRN 145168
- SMF9 Chair of the Governing Body (since 15 Jun 2022)
-
Anderson Strathern Asset Management Limited
FRN 552925
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (4 Nov 2013 to 8 Dec 2019)
-
- Director of firm who is not a certification employee or a SMF manager (13 May 2025 to 19 May 2025)
- SMF11 Chair of the Audit Committee (18 Nov 2022 to 13 May 2025)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 13 May 2025)
- SIMF10 Chair of the Risk Committee (1 Jun 2016 to 9 Dec 2018)
-
- Director of firm who is not a certification employee or a SMF manager (14 Sep 2022 to 30 Sep 2024)
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 14 Sep 2022)
- CF2 Non Executive Director (13 Jul 2012 to 8 Dec 2019)
-
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Apr 2021)
- CF2 Non Executive Director (3 Jan 2014 to 8 Dec 2019)
-
- SMF12 Chair of the Remuneration Committee (18 Feb 2019 to 30 Apr 2021)
- SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Apr 2021)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (28 Nov 2013 to 6 Mar 2016)
-
- SMF11 Chair of the Audit Committee (7 Mar 2016 to 17 Dec 2024)
- CF2 Non Executive Director (15 Mar 2013 to 6 Mar 2016)
-
- CF30 Customer (4 May 2012 to 10 Jul 2014)
-
- CF3 Chief Executive (1 Dec 2009 to 11 May 2011)
- CF10 Compliance Oversight (1 Mar 2007 to 28 May 2008)
- CF11 Money Laundering Reporting (1 Mar 2007 to 28 May 2008)
- CF1 Director (23 Oct 2006 to 11 May 2011)
- CF8 Apportionment and Oversight (23 Oct 2006 to 31 Mar 2009)
-
- CF1 Director (30 Jan 2006 to 6 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.