Gareth David Groome

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deepbridge Capital LLP

    FRN 563366

    • SMF27 Partner (since 22 May 2020)
  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • CF10 Compliance Oversight (23 Feb 2010 to 25 Mar 2013)
    • CF11 Money Laundering Reporting (23 Feb 2010 to 25 Mar 2013)
    • CF28 Systems and controls (1 Nov 2007 to 25 Mar 2013)
    • CF1 Director (25 Jun 2002 to 25 Mar 2013)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 5 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.