Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2024)
    • CF1 Director (21 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (27 Nov 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.