Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • CF2 Non Executive Director (21 Aug 2009 to 30 Oct 2009)
    • CF30 Customer (1 Nov 2007 to 21 Aug 2009)
    • CF3 Chief Executive (19 Apr 2005 to 21 Aug 2009)
    • CF8 Apportionment and Oversight (19 Apr 2005 to 1 Jun 2008)
    • CF1 Director (1 Dec 2001 to 21 Aug 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.