Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SL Investment Management Limited
FRN 148002
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Sep 2022)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (21 Apr 2016 to 8 Dec 2019)
- CF3 Chief Executive (21 Apr 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
- CF27 Investment Management (15 Jun 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.