SL Investment Management Limited

Date authorised
1 April 2013
Companies House
02485382
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999
    Web
    https://www.slinvest.co.uk

  • Complaints Contact

    S L Investment Management Ltd
    City Place
    Queens Road
    Chester
    Cheshire West And Chester
    CH1 3BQ
    UNITED KINGDOM
    Phone
    +4401244317999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roy Tony Adams

    IRN RTA01010

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF21 Investment Adviser (16 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
  • Ryan Francis Jennings

    IRN RFJ01013

    • CF30 Customer (1 Nov 2007 to 21 May 2008)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Apr 2007 to 13 Jul 2007)
  • Sharon Louise Ensall

    IRN SLE01018

    • CF30 Customer (1 Nov 2007 to 16 Jul 2010)
    • CF21 Investment Adviser (13 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jan 2007 to 13 Jul 2007)
  • Shona Kirkpatrick Hambleton

    IRN SKH01024

    • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Aug 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Aug 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 12 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Sidney Keith Hughes

    IRN SKH01014

    • CF21 Investment Adviser (3 Jul 2002 to 20 Nov 2006)
  • Steven David Clucas

    IRN SXC00432

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Thomas Clive Hughes

    IRN TCH01049

    • CF30 Customer (27 Nov 2009 to 10 May 2010)
  • Timothy Paul Sands

    IRN TPS01034

    • CF30 Customer (1 Nov 2007 to 7 Feb 2014)
    • CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 20 May 2004)
  • Yat Man Sie

    IRN YXS00093

    • [FCA CF] Client dealing (since 1 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.