Timothy Paul Sands

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 9 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (since 23 Oct 2023)
    • CF30 Customer (9 Feb 2016 to 3 Oct 2017)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (297)Employed By (since 9 Nov 2023)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2023)
    • CF30 Customer (19 Oct 2017 to 8 Dec 2019)
  • TWA Finance Limited (no longer approved here)

    FRN 755259

    • Employed By (5 Sep 2016 to 3 Oct 2017)
  • Moneytree Wealth Management Ltd (no longer approved here)

    FRN 537029

    • (14)Employed By (9 Feb 2016 to 18 Oct 2016)
  • SL Investment Management Limited (no longer approved here)

    FRN 148002

    • CF30 Customer (1 Nov 2007 to 7 Feb 2014)
    • CF21 Investment Adviser (20 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 20 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.