SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Alexander Farrand

    IRN SAF00013

    • CF30 Customer (1 Nov 2007 to 9 Nov 2015)
    • CF21 Investment Adviser (15 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 15 May 2003)
  • Simon Brian Dickerson

    IRN SBD00009

    • CF22 Investment Adviser (Trainee) (23 Feb 2005 to 13 Jan 2006)
  • Simon Daniel Bergara

    IRN SDB00015

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 2 Jun 2003)
  • Simon Hugh Galletley

    IRN SHG01029

    • CF29 Significant management (9 Jul 2009 to 9 Jul 2009)
    • CF10 Compliance Oversight (9 Jul 2009 to 9 Jul 2009)
    • CF11 Money Laundering Reporting (9 Jul 2009 to 9 Jul 2009)
    • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2009)
    • CF13 Finance (20 Jun 2006 to 31 Oct 2007)
    • CF1 Director (20 Jun 2006 to 9 Jul 2009)
  • Simon Jeremy Holt

    IRN SJH00007

    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Jun 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Jun 2008)
    • CF3 Chief Executive (1 Dec 2001 to 27 Jun 2008)
    • CF1 Director (1 Dec 2001 to 27 Jun 2008)
  • Simon Jeremy Metcalfe

    IRN SJM01402

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
    • CF17 Significant Mgt (Other Business Operations) (4 Jan 2005 to 31 Oct 2007)
  • Simon John Dickinson

    IRN SJD00075

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2006 to 10 Apr 2007)
  • Simon John Hulme

    IRN SJH00062

    • CF22 Investment Adviser (Trainee) (24 Mar 2004 to 29 Nov 2005)
  • Simon John Tribe

    IRN SJT01145

    • CF30 Customer (15 Jun 2015 to 27 Oct 2016)
  • Simon Richard Brandham

    IRN SRB01114

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 24 Aug 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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