Simon Daniel Bergara

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2024)
    • CF30 Customer (29 Aug 2019 to 28 Jun 2024)
  • Eccles Greenwood Financial Planning LLP (no longer approved here)

    FRN 813159

    • (1)Employed By (29 Aug 2019 to 28 Jun 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 9 Aug 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (2 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 2 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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