Simon Richard Brandham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 14 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 14 Sep 2021)
    • [FCA CF] Client dealing (since 14 Sep 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (31 Mar 2020 to 28 Aug 2020)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (21)Employed By (31 Mar 2020 to 28 Aug 2020)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 28 Feb 2020)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (24 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Jan 2006 to 24 Aug 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Oct 2003 to 6 Jan 2006)
    • CF22 Investment Adviser (Trainee) (13 Jan 2003 to 1 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.