Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF10 Compliance Oversight (9 Jul 2009 to 9 Jul 2009)
    • CF11 Money Laundering Reporting (9 Jul 2009 to 9 Jul 2009)
    • CF29 Significant management (9 Jul 2009 to 9 Jul 2009)
    • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2009)
    • CF1 Director (20 Jun 2006 to 9 Jul 2009)
    • CF13 Finance (20 Jun 2006 to 31 Oct 2007)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF10 Compliance Oversight (9 Jul 2009 to 9 Aug 2010)
    • CF29 Significant management (9 Jul 2009 to 31 Oct 2010)
    • CF11 Money Laundering Reporting (9 Jul 2009 to 9 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.