SKIPTON FINANCIAL SERVICES LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Skipton Financial Services LtdThe BaileySkiptonN YorkshireBD23 1DNUNITED KINGDOM- Phone
- +441756705000
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Complaints Contact
Skipton Financial Services LtdThe BaileySkiptonN YorkshireBD23 1DNUNITED KINGDOM- Phone
- +441756705000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael James Van Der Straaten
IRN MJV00007
- CF30 Customer (1 Nov 2007 to 6 Jan 2014)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Feb 2006 to 17 Oct 2006)
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Michael John Oliver Toole
IRN MJT01199
- CF29 Significant management (1 Nov 2007 to 14 Feb 2008)
- CF17 Significant Mgt (Other Business Operations) (25 May 2006 to 31 Oct 2007)
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Michael John White
IRN MJW01357
- CF21 Investment Adviser (1 May 2003 to 30 Sep 2003)
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Michael Long
IRN MJL01262
- CF30 Customer (1 Nov 2007 to 10 Jan 2008)
- CF22 Investment Adviser (Trainee) (25 Jan 2006 to 31 Oct 2007)
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Michael Owen Davies
IRN MOD00003
- CF22 Investment Adviser (Trainee) (19 Jan 2005 to 31 Aug 2006)
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Michael Paul Walker
IRN MPW01080
- CF22 Investment Adviser (Trainee) (7 Jul 2006 to 1 Jun 2007)
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Michelle Holgate
IRN MXH02057
- CF30 Customer (30 Jan 2015 to 27 Oct 2016)
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Michelle Leaver
IRN MXL00066
- CF30 Customer (1 Nov 2007 to 30 Oct 2009)
- CF21 Investment Adviser (28 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Sep 2005 to 28 Mar 2006)
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Mladen Kecic
IRN MXK00060
- CF21 Investment Adviser (12 May 2003 to 25 Mar 2004)
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Mohammed Yusuf Adrian Bashforth
IRN APB00002
- CF30 Customer (1 Nov 2007 to 7 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 17 Mar 2008 · Until 1 Aug 2016
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Connell Financial Services Limited (no longer appointed)
FRN 134944 · Appointed 1 Oct 1998 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.