Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF2 Non Executive Director (AR) (since 31 Jul 2024)
    • Employed By (since 31 Jul 2024)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 31 Dec 2018)
    • CF30 Customer (since 17 Dec 2013)
    • (1)Employed By (since 31 Dec 2018)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 6 Jan 2014)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Feb 2006 to 17 Oct 2006)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF21 Investment Adviser (13 Jun 2003 to 9 Feb 2006)
    • CF22 Investment Adviser (Trainee) (8 Oct 2002 to 13 Jun 2003)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (16 Jan 2002 to 13 Sep 2002)
    • CF22 Investment Adviser (Trainee) (16 Jan 2002 to 16 Jan 2002)
  • Ashbourne Associates Ltd (no longer approved here)

    FRN 172763

    • (10)Employed By (22 Aug 2001 to 13 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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