Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Throgmorton Capital Management Limited
FRN 827982
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 29 Apr 2026)
- [FCA CF] Client dealing (since 29 Apr 2026)
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Atomos Financial Planning Limited
FRN 193503
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (10 Mar 2021 to 6 Dec 2023)
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- Employed By (10 Mar 2021 to 6 Dec 2023)
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- CF30 Customer (28 Jul 2016 to 13 Oct 2017)
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- CF30 Customer (1 May 2009 to 12 Jul 2016)
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- CF22 Investment Adviser (Trainee) (7 Jul 2006 to 1 Jun 2007)
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- CF22 Investment Adviser (Trainee) (13 Sep 2005 to 2 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.