SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Charles Brown

    IRN ACB01148

    • CF22 Investment Adviser (Trainee) (15 Mar 2006 to 9 Feb 2007)
  • Andrew Dovernor

    IRN AED00011

    • CF21 Investment Adviser (12 May 2003 to 7 Oct 2004)
  • Andrew Elliot Huby

    IRN AEH00025

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 12 Feb 2007)
  • Andrew George Duncan Slay

    IRN AGS00008

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jan 2004 to 17 May 2005)
  • Andrew James Conally

    IRN AJC01613

    • CF30 Customer (16 May 2016 to 27 Oct 2016)
  • Andrew James Dickinson

    IRN AJD00049

    • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 10 Apr 2007)
  • Andrew James Unsworth

    IRN AJL00012

    • CF29 Significant management (8 Sep 2011 to 21 Jan 2014)
    • CF21 Investment Adviser (14 Jan 2002 to 1 Jul 2002)
  • Andrew John Taylor

    IRN AJT00050

    • CF30 Customer (1 Nov 2007 to 27 Nov 2007)
    • CF21 Investment Adviser (24 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 24 Jun 2004)
  • Andrew Mark Gilham

    IRN AMG00031

    • CF22 Investment Adviser (Trainee) (29 Jul 2004 to 11 Nov 2005)
  • Andrew Michael Barker

    IRN AMB00005

    • CF8 Apportionment and Oversight (7 Mar 2011 to 1 Feb 2016)
    • CF3 Chief Executive (7 Mar 2011 to 1 Feb 2016)
    • Responsible for Insurance Mediation (1 Mar 2011 to 1 Feb 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Mar 2011)
    • CF1 Director (1 Dec 2001 to 1 Feb 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.