Andrew George Duncan Slay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

C R Toogood Financial Planning Limited (no longer approved here)
FRN 588883
- Employed By (15 Oct 2012 to 30 Apr 2015)
SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 100013
- CF30 Customer (1 Nov 2007 to 8 Aug 2008)
- CF21 Investment Adviser (17 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2004 to 17 May 2005)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- CF21 Investment Adviser (11 Jun 2002 to 4 Jan 2004)
- CF22 Investment Adviser (Trainee) (1 Jan 2002 to 11 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.