Andrew John Taylor

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jul 2015)
    • CF30 Customer (since 6 Feb 2012)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (11 Jul 2011 to 1 Sep 2011)
  • LJ Financial Planning (AJT) Limited

    FRN 697854

    • (1)Employed By (since 2 Jul 2015)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Nov 2007)
    • CF21 Investment Adviser (24 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 24 Jun 2004)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.