Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (4 Jan 2018 to 29 May 2023)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
    • CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2006 to 10 Apr 2007)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF21 Investment Adviser (14 Jun 2005 to 31 Mar 2006)
    • CF22 Investment Adviser (Trainee) (24 Nov 2003 to 14 Jun 2005)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (24 Oct 2002 to 24 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (24 Oct 2002 to 24 Nov 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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