Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (4 Jan 2018 to 29 May 2023)
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- CF30 Customer (1 Nov 2007 to 1 Jan 2010)
- CF21 Investment Adviser (4 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Apr 2006 to 10 Apr 2007)
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- CF21 Investment Adviser (14 Jun 2005 to 31 Mar 2006)
- CF22 Investment Adviser (Trainee) (24 Nov 2003 to 14 Jun 2005)
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- CF21 Investment Adviser (24 Oct 2002 to 24 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
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- CF21 Investment Adviser (24 Oct 2002 to 24 Nov 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.