SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sahill Javed Shan

  IRN SJS01164

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2012 to 8 Dec 2019)
• Sam David Butcher

  IRN SXB03997

  • [FCA CF] Client dealing (1 Jan 2025 to 5 Jan 2026)
• Samuel James Greatrex

  IRN SJG01172

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 May 2023)
  • CF30 Customer (4 May 2010 to 8 Dec 2019)
• Santiago Eguidazu Mayor

  IRN SXE01322

  • CF2 Non Executive Director (12 Sep 2012 to 1 Apr 2016)
• Sara Hale

  IRN SNC01027

  • [FCA CF] Client dealing (since 17 Jun 2025)
  • [FCA CF] Material risk taker (since 17 Jun 2025)
  • [FCA CF] Manager of certification employee (since 17 Jun 2025)
• Sarah Lucy Ing

  IRN SLI01004

  • CF30 Customer (5 Jun 2008 to 4 Jan 2013)
• Sarah-Rose Perry

  IRN SXR01649

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Sep 2020 to 18 Nov 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 18 Nov 2022)
  • CF10 Compliance Oversight (15 Nov 2019 to 8 Dec 2019)
• Scott Ransley

  IRN SXR01202

  • [FCA CF] Client dealing (12 Apr 2022 to 13 Oct 2022)
• Sebastian Pieter Monk

  IRN SPM01207

  • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
  • CF23 Corporate Finance Adviser (9 Feb 2007 to 31 Oct 2007)
• Shamim Mahomed Mansoor

  IRN SXM02240

  • CF30 Customer (11 Dec 2012 to 1 Sep 2016)

No changes recorded yet.