SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shaun Howard Dobson

  IRN SHD01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Jan 2025)
  • CF30 Customer (1 Apr 2009 to 7 Feb 2013)
• Shawn David Manning

  IRN SDM01075

  • CF30 Customer (1 Apr 2009 to 16 Nov 2012)
• Sheena Helen Berry

  IRN SHB01064

  • CF30 Customer (2 Oct 2012 to 13 Jun 2018)
• Sigurdur Einarsson

  IRN SXE01164

  • CF2 Non Executive Director (19 Dec 2006 to 5 Dec 2008)
  • CF1 Director (12 Sep 2006 to 19 Dec 2006)
• Simon John Lindsay Hawkins

  IRN SJH01257

  • CF30 Customer (15 Mar 2012 to 25 Feb 2013)
• Simon Joseph Garner

  IRN SJG01151

  • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
  • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
• Simon Korf

  IRN SEK01027

  • CF30 Customer (5 Dec 2007 to 14 Oct 2008)
• Simon Richard Brown

  IRN SRB01162

  • CF30 Customer (1 Apr 2009 to 17 Apr 2009)
• Siri Evjemo Nysveen

  IRN SEN01017

  • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
  • CF21 Investment Adviser (12 Feb 2007 to 31 Oct 2007)
• Spencer Giles King

  IRN SXK02629

  • [FCA CF] Significant management (9 Dec 2019 to 10 Jan 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2026)
  • CF29 Significant management (6 Jan 2016 to 8 Dec 2019)

No changes recorded yet.