Shore Capital and Corporate Limited

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687996

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christian Littlewood

  IRN CXL01100

  • CF30 Customer (16 Sep 2008 to 5 May 2009)
  • CF1 Director (16 Sep 2008 to 5 May 2009)
• Christopher Hugh Morgan

  IRN CHM01021

  • [FCA CF] Client dealing (12 Mar 2021 to 14 Sep 2022)
  • CF30 Customer (2 Feb 2016 to 8 Dec 2019)
• Christopher Wilfred Cochrane

  IRN CWC01043

  • CF2 Non Executive Director (14 Jun 2010 to 1 Jul 2011)
• Clive Collin Miller

  IRN CCM01083

  • CF10 Compliance Oversight (17 Nov 2009 to 6 Mar 2012)
  • CF11 Money Laundering Reporting (17 Nov 2009 to 6 Mar 2012)
• Connor Richard Frederick Williams

  IRN CRW01127

  • CF30 Customer (8 Aug 2016 to 30 Mar 2018)
• Daniel Edward Bush

  IRN DEB01100

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (7 Mar 2018 to 8 Dec 2019)
• Daniel Tevian Samuel Harris

  IRN DTH01054

  • CF30 Customer (2 Apr 2019 to 4 Oct 2019)
• Darren James Vickers

  IRN DJV01041

  • [FCA CF] Client dealing (17 Jan 2020 to 18 Feb 2021)
• David Bernard Coaten

  IRN DBC01054

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
• David Robert Kaye

  IRN DRK01045

  • CF1 Director (26 Apr 2017 to 30 Oct 2019)

No changes recorded yet.