David Robert Kaye

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Puma Investment Management Limited

    FRN 590919

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (21 Mar 2025 to 25 Jul 2025)
    • Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
    • CF30 Customer (15 May 2013 to 8 Dec 2019)
    • CF3 Chief Executive (15 May 2013 to 8 Dec 2019)
    • CF1 Director (15 May 2013 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF1 Director (26 Apr 2017 to 30 Oct 2019)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF1 Director (26 Apr 2017 to 30 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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