Daniel Tevian Samuel Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ALBR CAPITAL LIMITED
FRN 456804
- [FCA CF] Client dealing (since 7 Nov 2022)
Zeus Capital Limited (no longer approved here)
FRN 224621
- [FCA CF] Manager of certification employee (1 Jun 2022 to 3 Oct 2022)
- [FCA CF] Client dealing (19 Dec 2019 to 3 Oct 2022)
Shore Capital and Corporate Limited (no longer approved here)
FRN 146629
- CF30 Customer (2 Apr 2019 to 4 Oct 2019)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (194)CF30 Customer (3 Feb 2017 to 29 Sep 2017)
Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (13 Dec 2010 to 5 Aug 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (194)CF30 Customer at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.