Shore Capital and Corporate Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Shore Capital Group LtdCassini House 57-59St. James's StreetLondonWestminsterSW1A 1LDUNITED KINGDOM- Phone
- +442074084050
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Complaints Contact
Shore Capital Group LtdCassini House 57-59St. James's StreetLondonWestminsterSW1A 1LDUNITED KINGDOM- Phone
- +442074687996
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional, Retail (Investment)
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Dru Harold Danford
IRN DHD01013
- [FCA CF] Client dealing (12 Mar 2021 to 10 Jun 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 Apr 2022)
- SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jun 2022)
- CF1 Director (29 Apr 2010 to 8 Dec 2019)
- CF3 Chief Executive (29 Apr 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (8 Nov 2004 to 31 Oct 2007)
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Edward James Mansfield
IRN EJM01099
- [FCA CF] Client dealing (12 Mar 2021 to 6 Jan 2022)
- CF30 Customer (8 Jul 2008 to 8 Dec 2019)
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Edward Matthews
IRN EXM01099
- CF30 Customer (6 Feb 2017 to 14 Dec 2017)
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Elizabeth Lynn Bruce
IRN ELB01044
- CF1 Director (1 Jul 2011 to 30 Oct 2019)
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Evert Rein Arnaud Van Der Wyck
IRN ERV01002
- CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Nov 2003)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2003)
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Fiona Mary Rachel Conroy
IRN FMC01044
- CF30 Customer (1 Apr 2019 to 19 Nov 2019)
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Frederick Johannes Calitz
IRN FXC23610
- SMF3 Executive Director (since 19 Dec 2022)
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George Payne
IRN GXP00163
- [FCA CF] Client dealing (since 30 Jul 2025)
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Gillian Martin
IRN GXM01735
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- [FCA CF] Client dealing (since 1 Apr 2024)
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Graham Barry Shore
IRN GBS01016
- CF30 Customer (1 Nov 2007 to 17 Oct 2019)
- CF3 Chief Executive (3 May 2007 to 29 Apr 2010)
- CF8 Apportionment and Oversight (3 May 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
- CF1 Director (1 Dec 2001 to 17 Oct 2019)
- CF10 Compliance Oversight (1 Dec 2001 to 17 Nov 2009)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.