Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Panmure Liberum Limited
FRN 403721
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Manager of certification employee (since 1 Jul 2024)
- [FCA CF] Material risk taker (since 1 Jul 2024)
- [FCA CF] Significant management (since 1 Jul 2024)
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- [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
- [FCA CF] Client dealing (9 Nov 2022 to 18 Dec 2024)
- [FCA CF] Significant management (9 Nov 2022 to 1 Jul 2024)
- [FCA CF] Manager of certification employee (9 Nov 2022 to 18 Dec 2024)
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- [FCA CF] Client dealing (12 Mar 2021 to 10 Jun 2022)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jun 2022)
- SMF1 Chief Executive (9 Dec 2019 to 3 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 12 Apr 2022)
- CF3 Chief Executive (29 Apr 2010 to 8 Dec 2019)
- CF1 Director (29 Apr 2010 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (8 Nov 2004 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (16 May 2003 to 7 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.