Shore Capital and Corporate Limited

Date authorised
1 April 2013
Companies House
02083043
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074084050
    Web
    https://www.shorecap.co.uk

  • Complaints Contact

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074687996

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Guy Richard Peters

    IRN GRP01034

    • CF30 Customer (1 Nov 2007 to 20 Apr 2010)
    • CF1 Director (7 Jul 2004 to 18 Apr 2007)
    • CF23 Corporate Finance Adviser (7 Jul 2004 to 31 Oct 2007)
  • Harold Davies-Ball

    IRN HXD00116

    • [FCA CF] Client dealing (since 5 Jun 2024)
  • Heath Snyder

    IRN HXS01201

    • CF30 Customer (26 Mar 2019 to 19 Nov 2019)
  • Henry James Willcocks

    IRN HJW01054

    • CF30 Customer (1 Apr 2019 to 19 Nov 2019)
  • Howard Paul Shore

    IRN HPS01008

    • CF1 Director (1 Dec 2001 to 31 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 May 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 10 May 2007)
    • CF3 Chief Executive (1 Dec 2001 to 10 May 2007)
  • Hugo James Valentine Masefield

    IRN HXM14368

    • [FCA CF] Client dealing (12 Mar 2021 to 28 May 2021)
    • CF30 Customer (27 Apr 2019 to 8 Dec 2019)
  • Iain Sexton

    IRN IXS00156

    • [FCA CF] Client dealing (7 Sep 2021 to 15 Apr 2024)
  • James Benno Rosenwald III

    IRN JBR01068

    • CF2 Non Executive Director (26 Mar 2010 to 30 Oct 2019)
  • James Henry Alexander Cassley

    IRN JHC01112

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF23 Corporate Finance Adviser (12 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2006 to 12 Apr 2006)
  • James Seymour Wolfe

    IRN JSW01194

    • CF30 Customer (13 Feb 2017 to 31 Oct 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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