Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF23 Corporate Finance Adviser (12 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Feb 2006 to 12 Apr 2006)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF23 Corporate Finance Adviser (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.