Shore Capital and Corporate Limited

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687996

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Thomas

  IRN JXT01614

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (14 Feb 2018 to 8 Dec 2019)
• Jamie Archie Douglas Cameron

  IRN JAC01429

  • CF30 Customer (21 Oct 2013 to 15 Sep 2015)
• Jerome Anthony Keen

  IRN JAK01049

  • CF30 Customer (14 Dec 2011 to 8 Dec 2019)
• John Campbell More

  IRN JXM12040

  • [FCA CF] Client dealing (12 Mar 2021 to 28 Jul 2023)
  • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
• Jonathan James Gerty

  IRN JJG01097

  • CF10 Compliance Oversight (5 Mar 2012 to 26 May 2017)
  • CF11 Money Laundering Reporting (5 Mar 2012 to 26 May 2017)
• Jonathan James Nelson

  IRN JJN01018

  • CF21 Investment Adviser (1 Dec 2001 to 21 May 2004)
  • CF23 Corporate Finance Adviser (1 Dec 2001 to 21 May 2004)
• Jonathan Samuel Paisner

  IRN JSP01047

  • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
  • CF23 Corporate Finance Adviser (1 Nov 2002 to 31 Oct 2007)
• Kamaljit Singh Bansil

  IRN KSB01031

  • CF30 Customer (18 Apr 2019 to 13 May 2019)
• Lucy Madeline Bowden

  IRN LXB00538

  • [FCA CF] Client dealing (since 7 Feb 2023)
• Malachy McEntyre

  IRN MXM01510

  • CF30 Customer (1 May 2018 to 19 Nov 2019)

No changes recorded yet.