Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF1 Director (13 Nov 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Jan 2004 to 31 Oct 2007)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF30 Customer (1 May 2018 to 19 Nov 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF21 Investment Adviser (26 Jun 2002 to 31 Oct 2003)
    • CF26 Customer Trading (27 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.