Shore Capital and Corporate Limited

Date authorised
1 April 2013
Companies House
02083043
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074084050
    Web
    https://www.shorecap.co.uk

  • Complaints Contact

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074687996

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Margaret Eileen Standish

    IRN MES01042

    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2004 to 31 Oct 2007)
  • Mark Richard Percy

    IRN MRP01065

    • [FCA CF] Manager of certification employee (since 12 Apr 2022)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 May 2019 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2015 to 8 Dec 2019)
  • Michael Alexander Borrelli

    IRN MAB01162

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Sep 2008)
  • Michael John Cobb

    IRN MJC01350

    • CF30 Customer (4 Feb 2011 to 23 Mar 2011)
  • Michael John Sawbridge

    IRN MJS01222

    • CF1 Director (19 Jan 2005 to 31 Jan 2007)
    • CF23 Corporate Finance Adviser (19 Jan 2005 to 31 Jan 2007)
  • Michael Laurent Van Messel

    IRN MLV01002

    • CF11 Money Laundering Reporting (21 Dec 2004 to 17 Nov 2009)
  • Michael Martin McGloin

    IRN MXM00544

    • [FCA CF] Client dealing (29 Jan 2020 to 1 Jul 2022)
  • Mu Zhang

    IRN MXZ01302

    • [FCA CF] Client dealing (since 2 Dec 2024)
  • Neil Kapoor

    IRN NXK01085

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Mar 2020)
    • CF10 Compliance Oversight (15 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jul 2019 to 8 Dec 2019)
  • Nicholas David Bankes

    IRN NDB01020

    • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
    • CF23 Corporate Finance Adviser (18 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Nov 2005 to 18 Jul 2006)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.