Shore Capital and Corporate Limited

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074687996

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Samuel Jackson

  IRN OSJ01003

  • [FCA CF] Client dealing (since 21 Oct 2025)
• Pascal Timothy Keane

  IRN PTK01014

  • CF1 Director (27 May 2011 to 24 Feb 2016)
  • CF30 Customer (1 Nov 2007 to 24 Feb 2016)
  • CF23 Corporate Finance Adviser (30 Jan 2007 to 31 Oct 2007)
• Patrick Ashcombe Castle

  IRN PAC01315

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (23 Feb 2012 to 8 Dec 2019)
• Pedro Sergio Bastos Pinto

  IRN PSP01028

  • SMF3 Executive Director (since 3 Nov 2022)
  • SMF16 Compliance Oversight (since 26 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Jun 2020)
• RICHARD CHARLES NAPIER Johnson

  IRN RXJ01194

  • CF30 Customer (28 Jun 2019 to 4 Oct 2019)
• Rachel Goldstein

  IRN RXG00409

  • [FCA CF] Client dealing (7 Feb 2023 to 14 Jan 2025)
• Richard John Fagan

  IRN RJF01165

  • SMF3 Executive Director (since 11 Dec 2025)
• Robert James Dundas Finlay

  IRN RJF01060

  • [FCA CF] Client dealing (12 Mar 2021 to 5 Mar 2024)
  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Rosalie Ammie Ramsden

  IRN RXR01609

  • [FCA CF] Client dealing (12 Mar 2021 to 23 Aug 2024)
  • CF30 Customer (3 Apr 2019 to 8 Dec 2019)
• Sarah Amelia Mather

  IRN SXM15379

  • [FCA CF] Client dealing (12 Mar 2021 to 30 Jul 2021)
  • CF30 Customer (30 May 2019 to 8 Dec 2019)

No changes recorded yet.