Shore Capital and Corporate Limited

Date authorised
1 April 2013
Companies House
02083043
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074084050
    Web
    https://www.shorecap.co.uk

  • Complaints Contact

    Shore Capital Group Ltd
    Cassini House 57-59
    St. James's Street
    London
    Westminster
    SW1A 1LD
    UNITED KINGDOM
    Phone
    +442074687996

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Edwards

    IRN SJE01056

    • CF23 Corporate Finance Adviser (23 Jun 2003 to 15 Apr 2005)
  • Simon Mark Mathias

    IRN SMM01069

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
    • CF1 Director (1 Dec 2001 to 23 Sep 2002)
  • Simon Peter Fine

    IRN SPF01027

    • SMF1 Chief Executive (since 1 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Apr 2017 to 8 Dec 2019)
  • Sophie Collins

    IRN SXC01199

    • [FCA CF] Client dealing (since 13 May 2024)
  • Stephane Marc Auton

    IRN SMA01035

    • [FCA CF] Manager of certification employee (since 12 Apr 2022)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Mar 2007 to 31 Oct 2007)
  • Stuart Dickson

    IRN SWD01025

    • [FCA CF] Client dealing (since 4 Feb 2026)
  • Thomas Knibbs

    IRN TXK00158

    • [FCA CF] Client dealing (since 11 May 2022)
  • Thomas Owen Rhys Griffiths

    IRN TOG01004

    • [FCA CF] Client dealing (12 Mar 2021 to 14 Apr 2026)
    • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
  • Tobias William Arthur Gibbs

    IRN TWG01018

    • [FCA CF] Client dealing (since 22 Mar 2022)
    • CF30 Customer (1 Nov 2010 to 8 Dec 2019)
  • Zvi Marom

    IRN ZXM01068

    • CF2 Non Executive Director (23 Dec 2009 to 30 Oct 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.