Stuart Dickson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Shore Capital and Corporate Limited
FRN 146629
- [FCA CF] Client dealing (since 4 Feb 2026)
Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (10 May 2024 to 18 Sep 2025)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 18 Sep 2025)
- CF30 Customer (5 Aug 2019 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (10 Nov 2016 to 4 Apr 2019)
- CF30 Customer (28 Sep 2009 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.