Stephane Marc Auton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shore Capital and Corporate Limited

    FRN 146629

    • [FCA CF] Manager of certification employee (since 12 Apr 2022)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (26 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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