Simon Peter Fine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shore Capital and Corporate Limited

    FRN 146629

    • SMF1 Chief Executive (since 1 Feb 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Apr 2017 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED

    FRN 124784

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (9 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (9 May 2007 to 31 Oct 2007)
    • CF1 Director (28 Nov 2002 to 8 Dec 2019)
    • CF26 Customer Trading (28 Nov 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (28 Nov 2002 to 31 Oct 2007)
  • Puma Investment Management Limited (no longer approved here)

    FRN 590919

    • CF1 Director (12 Apr 2017 to 30 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

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