Nicholas David Bankes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
    • CF21 Investment Adviser (6 Jul 2005 to 31 Oct 2007)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
    • CF23 Corporate Finance Adviser (18 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (16 Nov 2005 to 18 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.