Evert Rein Arnaud Van Der Wyck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Laven Advisors LLP

    FRN 447282

    • [FCA CF] Material risk taker (since 14 Mar 2022)
    • [FCA CF] Client dealing (since 14 Mar 2022)
  • Capital Alliance Partners Limited

    FRN 460233

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (14 May 2007 to 31 Oct 2007)
    • CF1 Director (14 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 May 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 May 2007 to 8 Dec 2019)
    • CF3 Chief Executive (14 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 May 2007 to 31 Oct 2007)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF21 Investment Adviser (28 Jan 2003 to 6 Nov 2003)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 6 Nov 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.