Christopher Hugh Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • [FCA CF] Significant management (15 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Client dealing (15 Jul 2024 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (15 Jul 2024 to 31 Jan 2025)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Material risk taker (7 Jun 2023 to 14 Oct 2024)
    • [FCA CF] Client dealing (16 Mar 2023 to 14 Oct 2024)
    • [FCA CF] Manager of certification employee (16 Mar 2023 to 14 Oct 2024)
    • [FCA CF] Functions requiring qualifications (16 Mar 2023 to 14 Oct 2024)
  • Shore Capital and Corporate Limited (no longer approved here)

    FRN 146629

    • [FCA CF] Client dealing (12 Mar 2021 to 14 Sep 2022)
    • CF30 Customer (2 Feb 2016 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (11 Jan 2016 to 11 Jan 2016)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 30 Sep 2015)
    • CF23 Corporate Finance Adviser (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (12 Jan 2004 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.