SHIPMAN FINANCIAL PLANNING LIMITED

• Principal Place of Business

  Eagle House

  1 Babbage Way

  Exeter Science Park

  Exeter

  Devon

  EX5 2FN

  UNITED KINGDOM

  Phone

  +441392278491

  Web

  https://www.shipmanfp.co.uk

• Complaints Contact

  Eagle House

  1 Babbage Way

  Exeter Science Park

  Exeter

  Devon

  EX5 2FN

  UNITED KINGDOM

  Phone

  +441392278491

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• MARCUS EDWIN ARNOLD POTTER

  IRN MXP24339

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
  • [FCA CF] Client dealing (since 9 Mar 2026)
• Maria Catherine Whiteway Mugford

  IRN MCM00026

  • [FCA CF] Manager of certification employee (1 Mar 2022 to 1 Jul 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Feb 2022 to 1 Jul 2022)
• Mark Andrew Tweedie

  IRN MAT01093

  • CF11 Money Laundering Reporting (28 Feb 2011 to 16 Oct 2015)
• Mark Ivan Brookman

  IRN MIB00013

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 2 Jul 2024)
  • [FCA CF] Client dealing (since 2 Jul 2024)
• Mary Elaine Shere

  IRN MED00016

  • [FCA CF] Client dealing (5 Jul 2022 to 23 Jun 2023)
  • [FCA CF] Functions requiring qualifications (5 Jul 2022 to 23 Jun 2023)
• Michael Anthony Williams

  IRN MAW01363

  • SMF3 Executive Director (2 Sep 2021 to 31 Mar 2025)
  • SMF16 Compliance Oversight (2 Sep 2021 to 31 Mar 2025)
• Milo John Hallyburton

  IRN MXH03414

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 17 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2026)
• Neil James Gore

  IRN NJG01093

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 2 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Apr 2024)
• Paul Terence Larcombe

  IRN PTL01010

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2024)
  • CF1 Director (2 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (5 Nov 2010 to 8 Dec 2019)
• Peter Ettore Di Giuseppe

  IRN PED01052

  • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2021)
  • CF1 Director (21 Feb 2011 to 8 Dec 2019)

• Whichers IFA LIMITED

  FRN 927125 · Appointed 2 Jun 2020

• MWFS Ltd (no longer appointed)

  FRN 931936 · Appointed 13 Aug 2020 · Until 11 Sep 2023

• Hall & Partners Financial Services Limited (no longer appointed)

  FRN 220951 · Appointed 8 Dec 2017 · Until 12 Nov 2020

No changes recorded yet.