Michael Anthony Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAM Asset Management Ltd

    FRN 208243

    • SMF1 Chief Executive (since 1 Jan 2026)
    • SMF3 Executive Director (since 1 Jan 2026)
  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • SMF16 Compliance Oversight (2 Sep 2021 to 10 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Sep 2021 to 10 Jun 2024)
    • SMF3 Executive Director (2 Sep 2021 to 31 Mar 2025)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • SMF3 Executive Director (2 Sep 2021 to 31 Mar 2025)
    • SMF16 Compliance Oversight (2 Sep 2021 to 31 Mar 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2019)
    • CF1 Director (AR) (15 Jun 2016 to 31 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (3 Jun 2019 to 11 Nov 2019)
    • Responsibility for MCD Intermediation (3 Jun 2019 to 11 Nov 2019)
    • Responsible for Insurance Distribution (3 Jun 2019 to 11 Nov 2019)
  • Openwork Access Limited (no longer approved here)

    FRN 435257

    • (11)Employed By (15 Jun 2016 to 31 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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