Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd (no longer approved here)

    FRN 456896

    • [FCA CF] Functions requiring qualifications (3 Jan 2023 to 2 Jul 2024)
    • [FCA CF] Client dealing (3 Jan 2023 to 2 Jul 2024)
  • SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 513289

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 19 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2024)
    • CF1 Director (2 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.